Review of the Book Chains of Finance: How Investment Management is Shaped
This article examines the applicability of responsive regulation within an inter-agency framework in the financial sector.
Investor Protection
’Lokanan, M. E. & Singh, G. (2005) ‘Shame, shame, shame: not on you, but what you have done’, International Journal of Management and Decision Making, Vol. 6, 3/4, pp.334–344.
This article examines the applicability of responsive regulation within an inter-agency framework in the financial sector.
Lokanan, M. E. (2009). An Open Model of Restorative Justice: Is there room for punishment? Contemporary Justice Review, Vol. 3, 12, pp. 289-307.
This article examines the applicability of responsive regulation within an inter-agency framework in the financial sector.
Lokanan, M.E. (2014). The Demographic Profile of Victims of Investment Fraud: A Canadian Perspective. The Journal of Financial Crime, 21(2): 226-242.
This paper aims to analyze the processing of complaints against investment advisors and Member firms through the Investment Industry Regulatory Organization of Canada (IIROC) enforcement system between 2009 and 2016.
Lokanan, M.E. (2014). The Demographic Profile of Victims of Investment Fraud: A Canadian Perspective. The Journal of Financial Crime, 21(2): 226-242.
This paper aims to analyze the processing of complaints against investment advisors and Member firms through the Investment Industry Regulatory Organization of Canada (IIROC) enforcement system between 2009 and 2016.
Lokanan, M. E. (2017). Theorizing Financial Crimes as Moral Actions, European Accounting Review.
This paper aims to analyze the processing of complaints against investment advisors and Member firms through the Investment Industry Regulatory Organization of Canada (IIROC) enforcement system between 2009 and 2016.
Robinson, S. & Lokanan, M.E. (2017). Testing for Impression Management in Creative Accounting: A Case of the Automobile Industry. Journal of Forensic and Investigative Accounting, 9(2), 962-978.
This paper aims to analyze the processing of complaints against investment advisors and Member firms through the Investment Industry Regulatory Organization of Canada (IIROC) enforcement system between 2009 and 2016.
Lokanan, M.E. (2018). Auditors’ Liability and Investors’ Protection in Canada: The ‘Leaky Umbrella’, Journal of Accounting and Auditing: Research & Practice.
This paper aims to analyze the processing of complaints against investment advisors and Member firms through the Investment Industry Regulatory Organization of Canada (IIROC) enforcement system between 2009 and 2016.
Lokanan, M.E. (2018). The Application of Cognitive Interviews to Financial Crimes. Journal of Financial Crimes, 25 (3), 882-890.
This paper aims to analyze the processing of complaints against investment advisors and Member firms through the Investment Industry Regulatory Organization of Canada (IIROC) enforcement system between 2009 and 2016.
Lokanan, M.E. (2019). A Fraud Investigation Plan for a False Accounting and Theft Case. Journal of Financial Crime.
This paper aims to analyze the processing of complaints against investment advisors and Member firms through the Investment Industry Regulatory Organization of Canada (IIROC) enforcement system between 2009 and 2016.